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Compliance Audit Sandbox
Simulate a mock FTC Safeguards audit to determine the likelihood of passing based on implemented technical controls.
Interactive Model
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Audit Pass Probability (%)
Model Assumptions: The FTC prioritizes technical reality over documentation. Having a rule in a WISP (20% weight) is irrelevant if it is not technically enforced on the network (80% weight).
Common Mistakes
Purchasing a 'compliance template' online, putting the firm logo on it, and assuming the firm is protected from regulatory action.
Frequently Asked Questions
What happens if we fail an FTC audit?
Penalties can include significant fines (up to $50,120 per violation) and consent orders requiring external, third-party audits for up to 20 years.
Is an MSP audit sufficient?
No. Having your MSP audit the network they built is a conflict of interest. Audits must be performed by an independent third party.